We will help financial institutions to tailor Anti-Money Laundering Regulatory Compliance to conform to applicable laws and regulations, the services will include:
Evaluation of BSA/AML monitoring policy in an Enterprise Risk Management regime; critical support in retooling transaction monitoring, periodic reviews and look-back reviews protocols including formulation and implementation of best practice policies and procedures; testing of monitoring systems
Compilation and drafting of policy and procedures for an effective AML monitoring system accommodative of evolving organizational structure and changing regulatory regimes

Regulatory counseling: AML regulations continually evolve as the illicit activities the regulations seek to detect continually adapt to avoid detection. Thapa Law Offices can monitor these developments, anticipate future developments and craft strategies to assist AML Departments be responsive to such developments and also give trainings and presentations.

Disclaimer: Materials contained in Thapa Law Offices website are for informational purposes only and do not constitute legal advice. These materials are not intended to and do not create an attorney-client relationship with you. Unless you are a current client of Thapa Law Offices your communication to us will not be considered privileged. The materials presented in this website may be deemed to be attorney advertising under the laws of various states, including the State of New York.